Activision Blizzard, Inc.
ACTIVISION INC /NY (Form: 4, Received: 06/11/2001 13:50:50)      


 

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person Kotick Robert A. Activision, Inc. (ATVI) to Issuer (Check all applicable) __________________________________________ _____________________________________________ _X_ Director _X_ 10% Owner _X_ Officer (give ___ Other (Specify (Last) (First) (Middle) 3. IRS or Social 4. Statement for title below) below) c/o Activision, Inc. Security Number Month/Year Chairman of the Board and 3100 Ocean Park Boulevard of Reporting Person May 2001 Chief Executive Officer __________________________________________ (Voluntary) ______________________________________________________________ (Street) 5. If Amendment, Date of 7. Individual or Joint/Group Filing Santa Monica California 90405 Original (Month/Year) (Check Applicable Line) __________________________________________ _X_ Form Filed by One Reporting Person (City) (State) (Zip) ___ Form Filed by More Than One Reporting Person Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 5. Amount of 3. Trans- 4. Securities Acquired (A) Securities 2. Trans- action or Disposed of (D) Beneficially 6. Ownership action Code (Instr. 3, 4 and 5) Owned at Form: 7. Nature of Date (Instr. --------------------------- End of Direct(D) Indirect (Month/ 8) (A) Month or Beneficial 1. Title of Security Day/ Amount or Price (Instr. Indirect(I) Ownership (Instr.3) Year) (D) 3 and 4) (Instr. 4) (Instr. 4) ----------------------------- --------- ---------- -------- --- -------- ------------ ------------- ------------ Common Stock, par value $.000001 per share 5/14/01 M 2,500 A $4.25 Common Stock, par value $.000001 per share 5/14/01 S 2,500 D $28.7369 Common Stock, par value $.000001 per share 5/16/01 M 22,500 A $4.25 Common Stock, par value $.000001 per share 5/16/01 S 22,500 D $28.3967 Common Stock, par value $.000001 per share 5/21/01 M 10,000 A $5.31 Common Stock, par value $.000001 per share 5/21/01 S 10,000 D $28.5971 Common Stock, par value $.000001 per share 5/21/01 M 25,000 A $4.25 Common Stock, par value $.000001 per share 5/21/01 S 25,000 D $28.5971 Common Stock, par value $.000001 per share 5/22/01 M 40,000 A $5.31 Common Stock, par value $.000001 per share 5/22/01 S 40,000 D $29.3075 Common Stock, par value $.000001 per share 5/25/01 M 25,000 A $5.31 Common Stock, par value $.000001 per share 5/25/01 S 25,000 D $33.758 Common Stock, par value $.000001 per share 5/31/01 M 11,000 A $3.00 Common Stock, par value $.000001 per share 5/31/01 S 11,000 D $33.94 Common Stock, par value $.000001 per share 5/31/01 M 10,000 A $5.31 Common Stock, par value $.000001 per share 5/31/01 S 10,000 D $33.94 Common Stock, par value $.000001 per share 5/11/01 M(3) 50,000 A $6.125 Common Stock, par value $.000001 per share 5/11/01 S(3) 50,000 D $28.20706 Common Stock, par value $.000001 per share 5/22/01 M(3) 25,000 A $6.125 Common Stock, par value $.000001 per share 5/22/01 S(3) 25,000 D $30.04 Common Stock, par value $.000001 per share 5/23/01 M(3) 30,000 A $6.125 Common Stock, par value $.000001 per share 5/23/01 S(3) 5,000 D $31.14 Common Stock, par value $.000001 per share 5/23/01 S(3) 25,000 D $30.317 Common Stock, par value $.000001 per share 5/24/01 M(3) 25,000 A $6.125 Common Stock, par value $.000001 per share 5/24/01 S(3) 15,000 D $33.69 Common Stock, par value $.000001 per share 5/24/01 S(3) 10,000 D $33.64 Common Stock, par value $.000001 per share 5/25/01 M(3) 25,000 A $6.125 Common Stock, par value $.000001 per share 5/25/01 S(3) 25,000 D $33.49 Common Stock, par value $.000001 per share 5/29/01 M(3) 20,000 A $6.125 Common Stock, par value $.000001 per share 5/29/01 S(3) 20,000 D $33.205 Common Stock, par value $.000001 per share 5/31/01 M(3) 21,000 A $6.125 802,454 D Common Stock, par value $.000001 per share 5/31/01 S(3) 21,000 D $33.94 18,741 I (1) * If this form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 1 of 2 (Print or Type Responses)  
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 2. Conver- 5. Number of Deriv- 6. Date Exercisable sion or 3. Trans- 4. Trans- ative Securities and Expiration Date Exercise action action Acquired (A) or (Month/Day/Year) Price of Date Code Disposed of (D) ----------------------- Deriv- (Month/ (Instr. 8) (Instr. 3, 4, and 5) Date 1. Title of Derivative Security ative Day/ ----- ---- ----------------------- Exercis- Expiration (Instr. 3) Security Year) Code V A D able Date ---------------------------------- ----------- ---------- ------------ ----------- ----------- ---------- ---------- Employee Stock Options $4.25 5/14/01 M 2,500 12/15/94 12/15/04 Employee Stock Options $4.25 5/16/01 M 22,500 12/15/94 12/15/04 Employee Stock Options $5.31 5/21/01 M 10,000 7/15/95 7/15/04 Employee Stock Options $4.25 5/21/01 M 25,000 12/15/94 12/15/04 Employee Stock Options $5.31 5/22/01 M 40,000 7/15/95 7/15/04 Employee Stock Options $5.31 5/25/01 M 25,000 7/15/95 7/15/04 Employee Stock Options $3.00 5/31/01 M 11,000 3/4/94 3/4/03 Employee Stock Options $5.31 5/31/01 M 10,000 7/15/95 7/15/04 Employee Stock Options $6.125 5/11/01 M(4) 50,000 5/22/00 5/22/10 Employee Stock Options $6.125 5/22/01 M(4) 25,000 5/22/00 5/22/10 Employee Stock Options $6.125 5/23/01 M(4) 30,000 5/22/00 5/22/10 Employee Stock Options $6.125 5/24/01 M(4) 25,000 5/22/00 5/22/10 Employee Stock Options $6.125 5/25/01 M(4) 25,000 5/22/00 5/22/10 Employee Stock Options $6.125 5/29/01 M(4) 20,000 5/22/00 5/22/10 Employee Stock Options $6.125 5/31/01 M(4) 21,000 5/22/00 5/22/10 9. Number of 10. Ownership Form Derivative of Deriv- Securities ative 7. Title and Amount of Underlying Benefi- Security: Securities (Instr. 3 and 4) cially Direct 11. Nature of --------------------------------- 8. Price of Owned (D) or Indirect Amount or Derivative at End Indirect Beneficial 1. Title of Derivative Title Number of Security of Month (I) Ownership Security (Instr. 3) Shares (Instr. 5) (Instr. 4) (Instr. 4) (Instr. 4) ---------------------- -------------------- --------- ------------- ------------- -------------- -------------- Employee Stock Options Common Stock 2,500 $4.25 Employee Stock Options Common Stock 22,500 $4.25 Employee Stock Options Common Stock 10,000 $5.31 Employee Stock Options Common Stock 25,000 $4.25 Employee Stock Options Common Stock 40,000 $5.31 Employee Stock Options Common Stock 25,000 $5.31 Employee Stock Options Common Stock 11,000 $3.00 Employee Stock Options Common Stock 10,000 $5.31 Employee Stock Options Common Stock 50,000 $6.125 Employee Stock Options Common Stock 25,000 $6.125 Employee Stock Options Common Stock 30,000 $6.125 Employee Stock Options Common Stock 25,000 $6.125 Employee Stock Options Common Stock 25,000 $6.125 Employee Stock Options Common Stock 20,000 $6.125 Employee Stock Options Common Stock 21,000 $6.125 2,877,109 D 152,186 I (2) Explanation of Responses: (1) Includes 18,741 shares held by Delmonte Investments LLC, of which the reporting person is a member. (2) Includes options to purchase 60,689 options held in an irrevocable trust for the benefit of the reporting person's minor children. The reporting person disclaims beneficial ownership of all such shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Also includes options to purchase 91,497 shares of common stock held by 1011 Partners LLC, of which the reporting person and his wife are the sole members. (3) Acquisition/disposition of shares by 1011 Partners LLC, of which the reporting person and his wife are the sole members. (4) Exercise of options by 1011 Partners LLC, of which the reporting person and his wife are the sole members. /s/ Robert A. Kotick 6/9/01 **Intentional misstatements or omissions of facts constitute ------------------------------- ---------- Federal Criminal Violations. See 18 U.S.C. 1001 and **Signature of Reporting Person Date 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. Page 2 of 2 If space provided is insufficient, see Instruction 6 for procedure. SEC 1474 (8-92)


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